fishingequipment| CITIC Securities (06030) received the Administrative Penalty Decision from the China Securities Regulatory Commission

Zitong Financial App NewsFishingequipmentCitic Securities (600030) (06030) issued an announcementFishingequipmentOn April 12, 2024, the relevant company and Citic CITIC Capital Management Co., Ltd. (CITIC Securities Capital) respectively received the notice of filing a case from the China Securities Regulatory Commission (CSRC) (CSRC No. 03720240049 and CSRC No. 0032024018) and received the advance notice of Administrative punishment (punishment word [2024] No. 56) of China Securities Regulatory Commission on April 19, 2024. On April 30th, 2024, the company received the Administrative penalty decision of China Securities Regulatory Commission ([2024] No. 45).

fishingequipment| CITIC Securities (06030) received the Administrative Penalty Decision from the China Securities Regulatory Commission

The company and Sun Company Citic CITIC Securities Capital sincerely accept punishment, and will deeply reflect, conscientiously implement rectification and reform, further enhance ideological understanding, actively implement regulatory requirements, and comprehensively and systematically investigate the shortcomings of various business managements. we will carry out in-depth financial and cultural construction with Chinese characteristics and effectively improve the level of compliance and sound operation. The company and CITIC Securities Capital will conscientiously study and actively implement the new "National Nine articles" of the capital market, stick to the main responsibility, return to the origin of the business, give full play to their functions, and effectively protect the legitimate rights and interests of investors. better serve the high-quality development of the capital market.

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